2023
| 606(a)1 - 3rd Quarter | (XML) | (PDF) |
| 606(a)1 - 2nd Quarter | (XML) | (PDF) |
| 606(a)1 - 1st Quarter | (XML) | (PDF) |
2022
| 606(a)1 - 4th Quarter | (XML) | (PDF) |
| 606(a)1 - 3rd Quarter | (XML) | (PDF) |
| 606(a)1 - 2nd Quarter | (XML) | (PDF) |
| 606(a)1 - 1st Quarter | (XML) | (PDF) |
2021
| 606(a)1 - 4th Quarter | (XML) | (PDF) |
| 606(a)1 - 3rd Quarter | (XML) | (PDF) |
| 606(a)1 - 2nd Quarter | (XML) | (PDF) |
| 606(a)1 - 1st Quarter | (XML) | (PDF) |
© Copyright 2018 - 2020 Futu Clearing Inc.
About Futu Clearing
Futu Clearing provides clearing, settlement, and trade execution services for equites and options as well as securities lending services.
Our services are available only to US broker-dealers, registered investment advisors, and foreign financial institutions.
Nothing on this website is an offer to sell or a solicitation of an offer to buy securities, products, or services by any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation.
FINRA BrokerCheck reports are available at: http://www.finra.org/brokercheck. Futu Clearing is a member of FINRA, DTCC, and the OCC. Member of SIPC.
Contact
Futu Clearing Inc.
customersvc@futuclearing.com
© Copyright 2018-2020 Futu. Clearing Inc.